Dissecting the SEC’s Proposed Cyber Rules

Dissecting the SEC's Proposed Cyber Rules: Practical Takeaways

New cybersecurity rules are on the horizon for investment advisers and investment companies. SEC Chair Gary Gensler has hit the ground running with a number of significant rule proposals, including new rules that would mandate comprehensive cybersecurity programs and detailed incident reporting.

Join cybersecurity and compliance expert, E.J Yerzak, as he walk through the cyber rule and provide practical tips to prepare, including:

  • Going Beyond Reg. S-P, Reg. S-ID, and existing compliance rules
  • Proposed Rules: Advisers Act 206(4)-9 and Investment Company Act 38a-2 – Breaking Down the Requirements
  • From the Risk Assessment to the Annual Cyber Review: Practical Guidance and Takeaways
  • Disclosing Cyber Incidents: The new reporting requirements and what they mean for your disclosures and filings
  • Compliance Challenges