For CCOs, By CCOs

Regulatory Exam Insights

For CCOs, By CCOs: Regulatory Exam Insights

View the on-demand webinar for actionable takeaways on: 

  • Exam Priorities – Compensation arrangements, advisory fee billing, conflicts of interest disclosure, cybersecurity and Form CRS 

  • Global Insights – Why ESG regulation in the EU/UK is driving change in the US and the rise and uncertainty of digital assets and cryptocurrency  

  • Regulatory Preparedness – How to be “regulator ready” and mock exam best practices