Fireside Chat with Richard Best, Director, Division of Examinations, SEC

 

Fireside Chat with Richard Best,
Director, Division of Examinations, SEC

Joined by
Peter Driscoll, Partner, PwC and
Kristin Snyder, Partner, Debevoise & Plimpton
(formerly SEC Examinations)

Moderated by Jennifer Klass, Partner, Baker & McKenzie
 

followed by
The Breakdown Discussion
with panelists:
Jim Anderson, Partner, Willkie Farr & Gallagher
Matt Calabro, Executive Director, Compliance Services, CSS, a Confluence
company

Key topics will include:

  • What’s new in Examinations and upcoming changes
  • Current Exam findings and focus areas
  • ESG, private funds, marketing, Reg BI and other top priorities
  • Considerations for Compliance Officers and their teams