Fireside Chat with Richard Best,
Director, Division of Examinations, SEC

Joined by
Peter Driscoll, Partner, PwC and
Kristin Snyder, Partner, Debevoise & Plimpton
(formerly SEC Examinations)

Moderated by Jennifer Klass, Partner, Baker & McKenzie
 

followed by
The Breakdown Discussion
with panelists:
Jim Anderson, Partner, Willkie Farr & Gallagher
Matt Calabro, Executive Director, Compliance Services, CSS, a Confluence
company

Key topics will include:

• What’s new in Examinations and upcoming changes
• Current Exam findings and focus areas
• ESG, private funds, marketing, Reg BI and other top priorities
• Considerations for Compliance Officers and their teams